Compliance into the Weeds-Episode 23

Compliance into the Weeds-Episode 23

In this episode Matt Kelly and I take a deep dive into 6 compliance issues you should keep an eye on in 2017. They include the Wal-Mart FCPA resolution, the future of the FCPA Pilot Program, the SEC Whistleblower program, the Next PCAOB Chairman, the future of new overtime rules and finally the Barclay's trial for mortgage fraud in the context of the 2008 financial crisis. We also take a look at the GOP attempt to denude the Office of Congressional Ethics and their immediate reversal in the face of intense criticism. For additional reading check out Matt's two blogs on these subjects: Ethics, Politics, and Optics in New Washington and Six Compliance Events to Watch in 2017. Learn more about your ad choices. Visit megaphone.fm/adchoices

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Episoder(446)

New Fraud Section Guidelines

New Fraud Section Guidelines

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into compliance-related topics, literally going into the weeds to explore them more fully. Looking for har...

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Southern Glazer’s NPA: How Remediation and ECCP Alignment Drove a Favorable Settlement

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Whistleblower Resolution Delays Is Justice Denied

Whistleblower Resolution Delays Is Justice Denied

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Governing Agentic AI: DFS Cyber Risk Assessments, EU AI Act Accountability, and the Inventory Problem

Governing Agentic AI: DFS Cyber Risk Assessments, EU AI Act Accountability, and the Inventory Problem

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Clippers Salary-Cap Circumvention: Sham Endorsements, Contract Red Flags, and Compliance Lessons

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9 Sep 34min

Broken Execution in Day-to-Day Compliance Operations – The BAE Enforcement Action

Broken Execution in Day-to-Day Compliance Operations – The BAE Enforcement Action

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2 Sep 22min

AI for Compliance: Lessons from Teaching Cohorts⁠

AI for Compliance: Lessons from Teaching Cohorts⁠

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26 Aug 24min

Compliance Implications of DOJ’s New Fraud Division and McDonald Memo

Compliance Implications of DOJ’s New Fraud Division and McDonald Memo

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