Summer Enforcement Review and Raising Money in a Pandemic

Summer Enforcement Review and Raising Money in a Pandemic

Every month Troutman Pepper partner Gregory J. Nowak hosts a webinar for West LegalEdcenter. This month, Greg was joined by Evan Katz for a candid review of the investment management space after the summer of 2020.

Topics covered:

  • recent enforcement actions by the SEC –
  • crypto and MCAs
  • CFTC compliance manual release and enforcement priorities
  • expenses and disclosure issues
  • raising capital in a pandemic – is 506(c) finally living up to its promise?

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Episoder(112)

Employee Benefits and Executive Compensation: Preparing for 2027 — Health and Welfare Plan Developments

Employee Benefits and Executive Compensation: Preparing for 2027 — Health and Welfare Plan Developments

In this episode of Employee Benefits and Executive Compensation: Preparing for 2027, Troutman Pepper Locke attorneys Lynne Wakefield and Heather Heath Ryan explore the rapidly evolving health and welf...

30 Sep 31min

Employee Benefits and Executive Compensation: Preparing for 2027 — Retirement Plan Developments

Employee Benefits and Executive Compensation: Preparing for 2027 — Retirement Plan Developments

In this episode of Employee Benefits and Executive Compensation: Preparing for 2027, Troutman Pepper Locke attorneys Emily Zimmer and Constance Brewster discuss key retirement plan developments plan s...

29 Sep 19min

Employee Benefits and Executive Compensation: Preparing for 2027 — Trump Accounts

Employee Benefits and Executive Compensation: Preparing for 2027 — Trump Accounts

In this episode of Employee Benefits and Executive Compensation: Preparing for 2027, Jim Earle and Jeff Banish, attorneys in Troutman Pepper Locke’s Employee Benefits + Executive Compensation practice...

5 Aug 32min

Strategic Alignment With Collaboration Is Essential to a Life Sciences M&A Exit

Strategic Alignment With Collaboration Is Essential to a Life Sciences M&A Exit

As many life sciences companies prepare for strategic exits, existing collaboration partners can make or break the deal. Join Troutman Pepper Locke Partners Mindy Rudolph and Mandy Hassan as they disc...

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Employee Benefits and Executive Compensation Preparing for 2026 – Mandatory Roth and Optional Super Catch-Up Contributions

Employee Benefits and Executive Compensation Preparing for 2026 – Mandatory Roth and Optional Super Catch-Up Contributions

In this installment of our Employee Benefits and Executive Compensation Preparing For 2026 series, hosts Constance Brewster and Jeff Banish walk employers through the new rules on mandatory Roth catch...

4 Des 202531min

Key Advantages of Using REITs by Funds for Foreign Investors

Key Advantages of Using REITs by Funds for Foreign Investors

Welcome back to "The Tax Blueprint: Structuring Funds, Joint Ventures, and REITs." In the third episode of our three-part series, hosts Saba Ashraf, Aresh Homayoun, and Tom Phelan explore the advantag...

27 Okt 202519min

Employee Benefits and Executive Compensation Preparing for 2026 – Top Five Health and Welfare Updates

Employee Benefits and Executive Compensation Preparing for 2026 – Top Five Health and Welfare Updates

Join Lydia Parker and Laura Ferguson, partners in Troutman Pepper Locke's Employee Benefits + Executive Compensation Practice, as they discuss the top five health and welfare updates from 2025 to prep...

13 Okt 202523min

Key Advantages of Using REITs by Funds for Tax-Exempt Investors

Key Advantages of Using REITs by Funds for Tax-Exempt Investors

Welcome back to "The Tax Blueprint: Structuring Funds, Joint Ventures, and REITs." In the second episode of our three-part series, hosts Saba Ashraf, Aresh Homayoun, and Tom Phelan explore the unique ...

3 Okt 202512min

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